September 2024
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ARTIFICIAL INTELLIGENCE
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CYBERSECURITY
- EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
BELGIUM
- CONSUMER PROTECTION
- CYBERSECURITY
- FINANCIAL SUPERVISION
- SHAREHOLDING / OWNERSHIP STRUCTURES
BRAZIL
- CAPITAL MARKETS UNION (CMU)
- CREDIT RISK
- DATA STRATEGY
- INTERNAL CONTROL SYSTEMS (ICS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REMUNERATION POLICIES
FRANCE
- CUSTODIANs / DEPOSITARIES
- REPORTING
GERMANY
- CYBERSECURITY
- FINANCIAL SUPERVISION
- INVESTMENT FIRMS / MIFID FIRMS
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID / MIFIR)
- REPORTING
GUERNSEY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
HONG KONG
- BANK CRISIS MANAGEMENT AND DEPOSIT INSURANCE (CMDI)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
JERSEY
- FINANCIAL SUPERVISION
- RISK MANAGEMENT
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- COMPLIANCE
- CROSS-BORDER ACTIVITIES
- FINANCIAL REPORTING
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REPORTING
MALAYSIA
- BENCHMARKS
NETHERLANDS
- DEPOSIT GUARANTEE SCHEME DIRECTIVE (DGSD)
- PAYMENT TRANSFER
SPAIN
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
SWITZERLAND
- FINANCIAL SERVICES
- FINANCIAL SUPERVISION
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- RETAIL FINANCIAL SERVICES
- SANCTIONS
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
