October 2024
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- DIGITAL EURO
- EU SANCTIONING REGIME
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PAYMENTS AND SETTLEMENT SYSTEMS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- CODE OF CONDUCT
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- PAYMENTS AND SETTLEMENT SYSTEMS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SHAREHOLDING / OWNERSHIP STRUCTURES
- SUSTAINABILITY
BRAZIL
- CYBERSECURITY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REMUNERATION
- SUSTAINABLE FINANCE / GREEN FINANCE
COLOMBIA
- CAPITAL MARKETS UNION (CMU)
- PAYMENTS SYSTEMS
FRANCE
- CONSUMER PROTECTION
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CUSTODIANS / DEPOSITARIES
- CYBERSECURITY
- EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- EU SANCTIONING REGIME
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- PAYMENT SERVICES DIRECTIVE (PSD2)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
JERSEY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
LUXEMBOURG
- ACCOUNTING
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- AUDIT MATTER
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVCY REGULATION (EPR)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- NATIONAL BUSINESS REGISTER
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
MALAYSIA
- DATA GOVERNANCE
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- PENSION FUNDS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- RISK MANAGEMENT
SPAIN
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PENSION SCHEMES
SWITZERLAND
- COMPANY LAW
- PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SMR) / SINLGE RESOLUTION FUND (SRF)
UNITED KINGDOM
- BENCHMARKS
- CONSUMER PROTECTION
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- SECURITISATION REGULATION
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
