November 2024
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ARITFICIAL INTELLIGENCE ACT (AIA)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CYBER RESILIENCE ACT
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- PAYMENTS AND SETTLEMENT SYSTEMS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS
BRAZIL
- ACCOUNTING
- BANKING MATTERS
- CAPITAL MARKETS UNION (CMU)
- FINANCIAL REPORTING
- GOVERNANCE
- INTERNAL CONTROL SYSTEMS (ICS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- RECOVERY & RESOLUTION
- REMUNERATION POLICIES
- RISK MANAGEMENT
COLOMBIA
- PENSION SCHEMES
FRANCE
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- LIQUIDITY
GERMANY
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL MARKET INFRASTUCTURE (FMI)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKET ABUSE
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
IRELAND
- COMPANY LAW
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- ARTIFICIAL INTELLIGENCE
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
JERSEY
- SUSTAINABLE FINANCE / GREEN FINANCE
LUXEMBOURG
- CROSS-BORDER ACTIVITIES
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REPORTING
- SUSTAINABLE FINANCE / GREEN FINANCE
- UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)
MALAYSIA
- INVESTMENT MANAGEMENT
MEXICO
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- PENSION FUNDS
NETHERLANDS
- ARITFICIAL INTELLIGENCE
SPAIN
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- PAYMENTS AND SETTLEMENT SYSTEMS
SWITZERLAND
- AUDIT MATTER
- CONSUMER PROTECTION
- FINANCIAL SUPERVISION
UNITED KINGDOM
- ACCOUNT AND PAYMENT SERVICES
- ARITFICIAL INTELLIGENCE
- CYBERSECURITY
- FINANCIAL SUPERVISION
- FRAUD REPORTING
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
