June 2024
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- REPORTING REFIT FRAMEWORK / SINGLE INTEGRATED REPORTING SYSTEM (SIRS)
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- FINANCIAL SUPERVISION
- GOVERNANCE
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUPERVISORY FEES
BRAZIL
- AUDIT MATTER
- CLOUD COMPUTING
- FINANCIAL SUPERVISION
- FINANCIAL SYSTEM STABILITY
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REAL ESTATE
- SUPERVISION
FRANCE
- ARTIFICIAL INTELLIGENCE
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DATA GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MONEY MARKET FUNDS REGULATION (MMFR)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SANCTIONS
HONG KONG
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- INVESTMENT FIRMS / MIFID FIRMS
ITALY
- ARTIFICIAL INTELLIGENCE
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
JERSEY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE
- CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
- BANKING SUPERVISION
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- LIQUIDITY
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
SPAIN
- BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
SWITZERLAND
- CYBERSECURITY
- DATA STRATREGY
- MARKET INFRASTRUCTURE
- RISK MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED KINGDOM
- BENCHMARKS REGULATION (BMR)
- CONSUMER PROTECTION
- DIGITAL MARKETS ACT (DMA)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
INTERNATIONAL
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
