RegWatch

EUROPEAN UNION

• BENCHMARKS REGULATION (BMR)
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• ELECTRONIC IDENTIFICATION AND TRUST SERVICES FOR ELECTRONIC TRANSACTIONS IN THE INTERNAL MARKET (EIDAS)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ECSP) REGULATION
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)

BELGIUM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DIRECTIVE ON DISCLOSURE OF NON-FINANCIAL AND DIVERSITY INFORMATION / NON-FINANCIAL REPORTING
• FINANCIAL REPORTING
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• FINANCIAL SUPERVISION
• FINANZMARKTINTEGRITÄTSSTÄRKUNGSGESETZ (FISG)
• GOVERNANCE
• IT OUTSOURCING
• MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• SUSTAINABLE FINANCE / GREEN FINANCE
• WHISTLEBLOWER PROTECTION

HONG KONG

• CODE OF CONDUCT
• COVID-19 REGULATORY MEASURES
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• FINANCIAL SUPERVISION
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• LISTING / TRADING RULES

IRELAND

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

ITALY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• GOVERNANCE
• TRADING RULES

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• COVID-19 REGULATORY MEASURES
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PROFESSIONALS OF THE FINANCIAL SECTOR (PSF)

SWITZERLAND

• BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE
• SWISS FINANCIAL SERVICES ACT (FINSA)

NETHERLANDS

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY

SPAIN

• CONSUMER PROTECTION
• DIRECTIVE ON COVERED BONDS
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SECURITISATION REGULATION

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PROSPECTUS/TRANSPARENCY
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• SUSTAINABLE FINANCE / GREEN FINANCE

BRAZIL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

COLOMBIA

• FINANCIAL SYSTEM STABILITY
• PENSION SCHEMES

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• SUPERVISORY REPORTING