July-August 2024
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABILITY
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABILITY
BRAZIL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE
- CAPITAL MARKETS UNION (CMU)
- FINANCIAL INSTRUMENTS
- FINANCIAL SUPERVISION
- FINANCIAL SYSTEM STABILITY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REMUNERATION POLICIES
- SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
COLOMBIA
- SECURITIES
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LIQUIDITY
- PAYMENT AND SETTLEMENT SYSTEMS
- REPORTING
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL RAISING PROCESS
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUSTAINABILITY
- SUSTAINABLE FINANCE / GREEN FINANCE
- UCITS V / ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
HONG KONG
- BANK CRISIS MANAGEMENT AND DEPOSIT INSURANCE (CMDI)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- COMPANY LAW
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUPERVISION
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ECSP) REGULATION
- FINANCIAL SUPERVISION
- INTERNAL CONTROL
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SECURITIES
- SECURITISATION REGULATION
- SUSTAINABILITY
JERSEY
- BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
LUXEMBOURG
- ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CUSTODIANS / DEPOSITARIES
- DIRECTIVE ON CREDIT SERVICERS AND CREDIT PURCHASERS
- EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CYBERSECURITY
- GOVERNANCE
- NON-BANK FINANCIAL INTERMEDIATION
MEXICO
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
NETHERLANDS
- FINANCIAL SUPERVISION
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
SPAIN
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
SWITZERLAND
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BOND MARKETS
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- FINANCIAL SYSTEM STABILITY
- GOVERNANCE
- INTEREST RATE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABILTY
- LISTING / TRADING RULES
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
