July-August 2022
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- DIGITAL SINGLE MARKET
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- NATIONAL BUSINESS REGISTER
- REGULATION ON SHORT SELLING AND CERTIAIN ASPECTS OF CREDIT DEFAULT SWAPS
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CYBERSECURITY
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- COMPANY LAW
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
HONG KONG
- ACCOUNTING
- BANKING ORDINANCE
- CAPITAL REQUIREMENTS / CRD /CRR / BASEL III/IV
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- GOVERNANCE
- INVESTMENT ADVICE
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REPORTING
- TRADING RULES
IRELAND
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- WHISTLEBLOWER PROTECTION
ITALY
- FINANCIAL MARKET INFRSTRUCTURE (FMI)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PROSPECTUS REGULATION
- SANCTIONS
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- AUDIT MATTER
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
NETHERLANDS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PENSION FUNDS
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REGULATION ON PAN-EUROPEAN PERSONAL PENSION PRODUCT (PEPP)
MEXICO
- FINANCIAL SUPERVISION
SPAIN
- CAPITAL REQUIREMENTS / CRD /CRR / BASEL III/IV
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- CONSUMER PROTECTION
- CYBERSECURITY
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL PROMOTION REGIME
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTMENT FUNDS PRUDENTIAL REGIME (IFPR)
- OUTSOURCING
- PENSION SCHEMES
- REGUMATORY FEES
- TRADING RULES
- UKRAINE - TEMPORARY CRISIS FRAMEWORK
UNITED STATES
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- FINANCIAL SUPERVISION
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REPORTING
- WHISTLEBLOWER PROTECTION
MONACO
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
BRAZIL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OPEN-BANKING
- SECURITIES
- TRADING RULES
- UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)
COLOMBIA
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- OVER-THE-COUNTER DERIVATIVES (OTC)
