December 2021
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- CYBERSECURITY
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURE BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUSTAINABLE FINANCE / GREEN FINANCE
- UNFAIR COMMERCIAL PRACTICES DIRECTIVE (UPCD)
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- DIRECTIVE ON COVERED BONDS
- EUROPEAN SINGLE ELECTRONIC FORMAT (ESEF)
- GOVERNANCE
GERMANY
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
HONG KONG
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OVER-THE-COUNTER DERIVATIVES (OTC)
IRELAND
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- OUTSOURCING
- SUSTAINABLE FINANCE / GREEN FINANCE
ITALY
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PROSPECTUS REGULATION
- PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SRF)
- TRADING RULES
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- COVID-19 REGULATORY MEASURES
- CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
- CYBERSECURITY
- DIRECTIVE ON COVERED BONDS
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
NETHERLANDS
- CONSUMER PROTECTION
- CUSTOMER PROTECTION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PENSION SCHEMES
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED KINGDOM
- CYBERSECURITY
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- FINANCIAL SUPERVISION
- INVESTMENT FIRMS PRUDENTIAL REGIME (IFPR)
- LISTING / TRADING RULES
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SECURITISATION REGULATION
- SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED STATES
- CLEARING OBLIGATIONS
- DISCLOSURE
MONACO
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BRAZIL
- FINANCIAL SUPERVISION
- FINANCIAL REPORTING
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MEXICO
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- BENCHMARKS REGULATION (BMR)
