December 2020
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BREXIT
- CAPITAL MARKETS UNION (CMU) ACTION PLAN
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- CYBERSECURITY
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LEGAL ENTITY IDENTIFIER (LEI) / UNIQUE PRODUCT IDENTIFIER (UPI)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REGULATION ON PAN-EUROPEAN PERSONAL PENSION PRODUCT (PEPP)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BREXIT
- COVID-19 REGULATORY MEASURES
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- FINANCIAL MARKET AMEDMENT LAW
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SECURITISATION REGULATION
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUSTAINABLE FINANCE / GREEN FINANCE
- TRANSPARENCY DIRECTIVE
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BREXIT
- COVID-19 REGULATORY MEASURES
- DIGITAL ECONOMY
- DIRECTIVE ON THE INSTITUTIONS FOR OCCUPATIONAL RETIREMENT PROVISION (IORP II)
- FINANZMARKTINTEGRITÄTSSTÄRKUNGSGESETZ (FISG)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
HONG KONG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CLEARING OBLIGATIONS
- CODE OF CONDUCT
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DATA GOVERNANCE
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUPERVISORY REPORTING
IRELAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BREXIT
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
ITALY
- BREXIT
- FINANCIAL REPORTING
- GOVERNANCE
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUPERVISORY REPORTING
- TRADING RULES
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BREXIT
- COVID-19 REGULATORY MEASURES
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- GOVERNANCE
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
- INVESTMENT FIRMS / MIFID FIRMS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUPERVISORY REPORTING
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- COVID-19 REGULATORY MEASURES
- DIGITAL ECONOMY
- DIRECTIVE ON DISCLOSURE OF NON-FINANCIAL AND DIVERSITY INFORMATION / NON-FINANCIAL REPORTING
- DOUBLE TAX TREATIES
- FINANCIAL SUPERVISION
- GOVERNANCE
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- FINANCIAL MARKETS INFRASTRUCTURE (FMI)
- INSURANCE
- MACROECONOMIC FRAMEWORK
- SUSTAINABLE FINANCE / GREEN FINANCE
- SWISS FINANCIAL INSTITUTIONS ACT (FINIA)
UNITED KINGDOM
- AUDIT MATTER
- BREXIT
- CLIMATE-RELATED FINANCIAL DISCLOSURES
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL MARKETS INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- SUSTAINABLE FINANCE / GREEN FINANCE
