May 2021
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- BENCHMARK REGULATION (BMR)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- OUTSOURCING ARRANGEMENTS
- PROSPECTUS REGULATION
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SECURITIES FINANCING TRANSACTIONS REGULATION REGULATION (SFTR)
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- DIRECTIVE ON DISCLOSURE OF NON-FINANCIAL AND DIVERSITY INFORMATION / NON-FINANCIAL REPORTING
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LISTING / TRADING RULES
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- MONEY MARKET FUNDS REGULATION (MMFR)
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
GERMANY
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- COVID-19 REGULATORY MEASURES
- FINANCIAL REPORTING
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- EU GLOBAL HUMAN RIGHTS SANCTIONS REGIME (EUGHRSR)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- TRANSPARENCY DIRECTIVE
ITALY
- FINANCIAL REPORTING
- GOVERNANCE
- SECURITIES FINANCING TRANSACTIONS (SFTS)
LUXEMBOURG
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- COVID-19 REGULATORY MEASURES
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
NETHERLANDS
- CONSUMER PROTECTION
- COVID-19 REGULATORY MEASURES
- FINANCIAL REPORTING
SPAIN
- BENCHMARK REGULATION (BMR)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- SECURITIES
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- AUDIT MATTER
- BREXIT
- COVID-19 REGULATORY MEASURES
- FINANCIAL SUPERVISION
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- OUTSOURCING
- PENSION SCHEMES
- REGULATION ON INTERNATIONAL ACCOUNTING STANDARDS (IAS REGULATION)
- SUSTAINABLE FINANCE / GREEN FINANCE
MONACO
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BRAZIL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CUSTOMER PROTECTION
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- FINTECH /REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LISTING / TRADING RULES
- SECURITIES
COLOMBIA
- BOND MARKETS
- CAPITAL MARKETS UNION (CMU)
- CENTRAL COUNTERPARTY CLEARING HOUSE (CCP)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
INTERNATIONAL
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DODD-FRANK
- SECURITIES FINANCING TRANSACTIONS REGULATION REGULATION (SFTR)
- SUSTAINABLE FINANCE / GREEN FINANCE
