January 2023
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BANKING UNION
- BENCHMARKS REGULATION (BMR)
- DIGITAL EURO
- DIRECTIVE ON THE DISTANCE MARKETING OF FINANCIAL SERIVCES
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- FINANCIAL SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL INCLUSION
GERMANY
- BANKING MATTERS
- CAPITAL INVESTMENT CODE
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PAYMENT SERVICES DIRECTIVE (PSD2) / SINGLE EURO PAYMENTS AREA (SEPA)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTOR PROTECTION / CONSUMER PROTECTION
IRELAND
- FINANCIAL SUPERVISION
ITALY
- DIRECTIVE ON COVERED BONDS
- FINANCIAL SUPERVISION
- PROSPECTUS REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MACROECONOMIC FRAMEWORK
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- SWISS FINANCIAL INSTITUTIONS ACT (FINIA)
NETHERLANDS
- BREXIT
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
UNITED KINGDOM
- AUDIT MATTER
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- FINANCIAL SUPERVISION
- INVESTOR PROTECTION / CONSUMER PROTECTION
- PAYMENT SYSTEMS
- PENSION SCHEMES
- REPORTING
BRAZIL
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
INTERNATIONAL
- BENCHMARKS
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- OTC DERIVATIVES
- SUSTAINABLE FINANCE / GREEN FINANCE
