April 2022
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
- CYBERSECURITY
- DIGITAL FINANCE PACKAGE
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- ACCOUNTING
- FINANCE SUPERVISION
- PRUDENTIAL REPORTING
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
GERMANY
- COMPANY LAW
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- WARNING
HONG KONG
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
IRELAND
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
- TRANSPARENCY DIRECTIVE
ITALY
- BANKING SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
LUXEMBOURG
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OUTSOURCING ARRANGEMENTS
SWITZERLAND
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
NETHERLANDS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- TRUST
MEXICO
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- AUDIT MATTER
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS REGULATION (BMR)
- BREXIT
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LISTING / TRADING RULES
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PENSION SCHEMES
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED STATES
- DODD-FRANK
BRAZIL
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
COLOMBIA
- BANKING SUPERVISION
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- SUSTAINABLE FINANCE / GREEN FINANCE
