RegWatch

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RegWatch, our monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

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RegWatch, CACEIS Regulatory Watch publication

May 2024

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
ARTIFICIAL INTELLIGENCE ACT (AIA)
CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
FINANCIAL DATA ACCESS REGULATION (FIDA)
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
SECURITISATION REGULATION
SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

GOVERNANCE

BRAZIL

FINANCIAL SUPERVISION
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
PROSPECTUS / TRANSPARENCY
RISK MANAGEMENT
SUPERVISION
SUSTAINABLE FINANCE / GREEN FINANCE

COLOMBIA

FOREIGN EXCHANGE MARKET (FOREX, FX)

FRANCE

DIRECTIVE ON CREDIT SERVICES AND CREDIT PURCHASERS
FINTECH /REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

ARTIFICIAL INTELLIGENCE ACT (AIA)
CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
PAYMENTS AND SETTLEMENT SYSTEMS
PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
SUSTAINABLE FINANCE / GREEN FINANCE

GUERNSEY

FINANCIAL SUPERVISION

HONG KONG

CROSS-BORDER ACTIVITIES
DEPOSITOR PROTECTION RULES
FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
SECURITIES
SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

ARTIFICIAL INTELLIGENCE
BANKING SUPERVISION
EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

JERSEY

CONSUMER PROTECTION
CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

LUXEMBOURG

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
CONSUMER PROTECTION
CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
GOVERNANCE
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
RISK MANAGEMENT
SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

FINANCIAL SUPERVISION
FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
INVESTOR PROTECTION / CONSUMER PROTECTION

UNITED KINGDOM

CONSUMER PROTECTION
EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
FINANCIAL SUPERVISION
FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
PENSION SCHEMES
SECURITISATION REGULATION
SUSTAINABLE FINANCE / GREEN FINANCE

INTERNATIONAL

DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)

CACEIS Regulatory Watch Newsletter

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