September 2020
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- BENCHMARKS REGULATION (BMR)
- BREXIT
- CAPITAL MARKETS UNION (CMU) ACTION PLAN
- DIGITAL FINANCE PACKAGE
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PROSPECTUS REGULATION
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
- WITHHOLDING TAX (WHT) RECLAIM SCHEMES
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL REQUIREMENTS / CRD / CRR /BASEL III/IV
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- COMPLEX FINANCIAL PRODUCTS
- CAPITAL MARKETS UNION (CMU) ACTION PLAN
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INSURANCE DISTRIBUTION DIRECTIVE (IDD)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- MONEY MARKET FUNDS REGULATION (MMFR)
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
HONG KONG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CODE OF CONDUCT
- CYBERSECURITY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BREXIT
- MONEY MARKET FUNDS REGULATION (MMFR)
ITALY
- ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- INSURANCE DISTRIBUTION DIRECTIVE (IDD)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
LUXEMBOURG
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BREXIT
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- FINANCIAL SUPERVISION
SWITZERLAND
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LIQUIDITY CAPITAL RATIO
- THIRD COUNTRY ACCESS & EQUIVALENCE REGIMES
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS REGULATION (BMR)
- BREXIT
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PROSPECTUS REGULATION
- SECURITISATION REGULATION
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BREXIT
- CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OVER-THE-COUNTER DERIVATIVES (OTC)
- REPURCHASE AGREEMENT (REPO)
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUSTAINABLE FINANCE / GREEN FINANCE
COVID-19
- REGULATORY MEASURES
