October 2023
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- DIGITAL EURO
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SMALL AND MEDIUM ENTREPRISES (SMES)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ASSET MANAGEMENT ACTIVITIES
- EU RETAIL INVESTMENT PACKAGE
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
BRAZIL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SERVICES
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- FRAUD
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
FRANCE
- FINANCIAL SUPERVISION
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REGULATORY FEES
GERMANY
- DIGITAL ECONOMY
- DIRECTIVE ON REPRESENTATIVE ACTIONS
GUERSENEY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- GOVERNANCE
HONG KONG
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- OTC DERIVATIVES
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
- SECURITIES AND FUTURES ACT
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
JERSEY
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATORY FEES
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- FINANCIAL DATA ACCESS REGULATION (FDAR)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- DEPOSIT GUARANTEE SCHEME DIRECTIVE (DGSD)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
SWITZERLAND
- ASSET MANAGEMENT ACTIVITIES
- CYBERSECURITY
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)
