May 2023
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- SUSTAINABLE FINANCE DISCLOSURE REGULATION (SFDR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- RETAIL INVESTMENT STRATEGIE (RIS)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
FRANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE DISCLOSURE REGULATION (SFDR)
BELGIUM
- EUROPEAN MARKETS INFRASTRUCTURE REGULATION (EMIR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
GERMANY
- WHISTLEBLOWER PROTECTION
HONG KONG
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- SUSTAINABLE FINANCE / GREEN FINANCE
ITALY
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
LUXEMBOURG
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWER DIRECTIVE)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE AND REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
- SUSTAINABLE FINANCE DISCLOSURE REGULATION (SFDR)
SWITZERLAND
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
NETHERLANDS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
MEXICO
- FINANCIAL SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
- TAXONOMIE REGULATION
UNITED KINGDOM
- CONSUMER PROTECTION
- FINANCIAL MARKET AMENDMENT LAW
- INVESTOR PROTECTION / CONSUMER PROTECTION
- PROSPECTUS REGULATION
- WHISTLEBLOWER PROTECTION
BRAZIL
- CONSUMER PROTECTION
- DEPOSITOR PROTECTION RULES
- DISTRIBUTION OF FUNDS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
COLOMBIA
- FINANCIAL BENEFICIARY REGULATIONS
