May 2022
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIGITAL FINANCE PACKAGE
- DIRECTIVE ON THE DISTANCE MARKETING OF FINANCIAL SERVICES
- IMPLICATIONS OF THE CRISIS IN UKRAINE ON THE FINANCIAL AND ASSET MANAGEMENT SECTOR
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- COVERED BONDS
- IMPLICATIONS OF THE CRISIS IN UKRAINE ON THE FINANCIAL AND ASSET MANAGEMENT SECTOR
- FINANCIAL SUPERVISION
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- PENSION SCHEMES
GERMANY
- COVERED BONDS
- FINANCIAL SUPERVISION
- OUTSOURCING
HONG KONG
- CODE OF CONDUCT
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- IMPLICATIONS OF THE CRISIS IN UKRAINE ON THE FINANCIAL AND ASSET MANAGEMENT SECTOR
- EUROPEAN SINGLE ELECTRONIC FORMAT (ESEF)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
LUXEMBOURG
- ACCOUNTING
- ACCOUNTING DIRECTIVE (2013/34/EU)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SERVICES COMPENSATION SCHEME
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
SWITZERLAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL MARKET AMENDEMENT LAW
- PENSION SCHEMES
- SUPERVISORY REPORTING
SPAIN
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
UNITED KINGDOM
- AUDIT MATTER
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DORMANT ACCOUNTS
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PENSION SCHEMES
- PROSPECTUS / TRANSPARENCY
- SUSTAINABLE FINANCE / GREEN FINANCE
MONACO
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
BRAZIL
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SECURITIES
INTERNATIONAL
- SUSTAINABLE FINANCE / GREEN FINANCE
