January 2024
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS REGULATION (BMR)
- CYBER RESILIENCE ACT
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- ECONOMIC OUTLOOK
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
BRAZIL
- FINANCIAL SUPERVISION
- STOCK MARKET
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- CYBERSECURITY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- WARNING FROM AMF
GERMANY
- ECONOMIC OUTLOOK
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- CODE OF CONDUCT
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- CONSUMER PROTECTION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- RULES OF CONDUCT
JERSEY
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
LUXEMBOURG
- AUDIT MATTER
- FINANCIAL SUPERVISION
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGy (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REPORTING
- TRANSPARENCY DIRECTIVE
NETHERLANDS
- PENSION FUNDS
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- DIGITAL SERVICES ACT
SWITZERLAND
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTMENT LAW
UNITED KINGDOM
- FINANCIAL SERVICES ACT / FINANCIAL INSTITUTIONS ACT
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- FINANCIAL SYSTEM STABILITY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
