January 2022
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
FRANCE
- FINANCIAL SUPERVISION
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON A PILOT REGIMEFOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
BELGIUM
- COVID-19 REGULATORY MEASURES
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- PROSPECTUS REGULATION
- TRANSPARENCY DIRECTIVE
HONG KONG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- FOREIGN EXCHANGE
- GOVERNANCE
IRELAND
- CONSUMER PROTECTION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- COMPANY LAW
- CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
SWITZERLAND
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
SPAIN
- GOVERNANCE
UNITED KINGDOM
- BENCHMARKS REGULATION (BMR)
- BREXIT
- FINANCIAL PROMOTION REGIME
- FINANCIAL SUPERVISION
- GOVERNANCE
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED STATES
- CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SECURITIES
- SECURITIES EXCHANGE ACT
MONACO
- FINANCIAL SUPERVISION
BRAZIL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
COLOMBIA
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LIST / TRADING RULES
INTERNATIONAL
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
