February 2022
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- BENCHMARKS REGULATION (BMR)
- CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
- COVID-19 REGULATORY MEASURES
- CYBERSECURITY
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ESCP) REGULATION
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- COVERED BONDS
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- SOCIETY FOR WORLDWIDE INTERBANK FINANCIAL TELECOMMUNICATIONS (SWIFT)
HONG KONG
- COVID-19 REGULATORY MEASURES
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BOND MARKETS
- CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
- INVESTOR PROTECTION / CONSUMER PROTECTION
- SUSTAINABLE FINANCE / GREEN FINANCE
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
- SPECIALISED PROFESSIONALS OF THE FINANCIAL SECTOR (PFS)
- WARNING
SWITZERLAND
- AUDIT MATTER
- COMPANY LAW
MEXICO
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIFITAL ECONOMY
SPAIN
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- AUDIT MATTER
- BENCHMARKS REGULATION (BMR)
- FINANCIAL SUPERVISION
- INVESTMENT FIRMS PRUDENTIAL REGIME (IFPR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
UNITED STATES
- DODD-FRANK
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- MONETARY POLICY
MONACO
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BRAZIL
- DEBT MANAGEMENT
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
INTERNATIONAL
- CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
