February 2021
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- BENCHMARKS REGULATION (BMR)
- BREXIT
- CAPITAL MARKETS UNION (CMU) ACTION PLAN
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- COVID-19 REGULATORY MEASURES
- EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ECSP) REGULATION
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SECURITISATION REGULATION
- SETTLEMENT FINALITY DIRECTIVE (SFD)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
- FINANCIAL SUPERVISION
- LIQUIDITY
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- SECURITIES
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BANK RECOVERY AND RESOLUTION DIRECTIVE (BRRD)
- INVESTOR PROTECTION / CONSUMER PROTECTION
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- COVID-19 REGULATORY MEASURES
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OUTSOURCING
- TRANSPARENCY DIRECTIVE
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PROSPECTUS REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- DIRECTIVE ON DISCLOSURE OF NON-FINANCIAL AND DIVERSITY INFORMATION / NON-FINANCIAL REPORTING
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PENSION SCHEMES
SPAIN
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS REGULATION (BMR)
- CENTRAL COUNTERPARTY CLEARING HOUSE (CCP)
- COVID-19 REGULATORY MEASURES
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
