December 2023
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- BENCHMARKS REGULATION (BMR)
- CYBER RESILIENCE ACT
- EUROPEAN DATA ACT
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- RETAIL FINANCIAL SERVICES
- SECURISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
BRAZIL
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
COLOMBIA
- ACCOUNT AND PAYMENT SERVICES
FRANCE
- CYBERSECURITY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
GERMANY
- CAPITAL RAISING PROCESS
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OUTSOURCING
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- DEPOSITOR PROTECTION RULES
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SECURITIES AND FUTURES ACT
IRELAND
- ADMINISTRATIVE PROCEDURE ACT
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
ITALY
- ECONOMIC OUTLOOK
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
JERSEY
- FINANCIAL SUPERVISION
LUXEMBOURG
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MALAYSIA
- STOCK MARKET
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- INVESTOR PROTECTION / CONSUMER PROTECTION
- SUPERVISION
SPAIN
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
SWITZERLAND
- ECONOMIC OUTLOOK
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED KINGDOM
- BENCHMARKS REGULATION (BMR)
- CROSS-BORDER ACTIVITIES
- FINANCIAL PROMOTION REGIME
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTOR PROTECTION / CONSUMER PROTECTION
- MONEY MARKET FUNDS REGULATION (MMFR)
- REMUNERATION POLICIES
- SUSTAINABLE FINANCE / GREEN FINANCE
- UK FINANCIAL SERVICES ACT
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OUTLOOK
- SUSTAINABLE FINANCE / GREEN FINANCE
