April 2021
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- BREXIT
- EU GLOBAL HUMAN RIGHTS SANCTIONS REGIME (EUGHRSR)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SECURITIES FINANCING TRANSACTIONS REGULATION REGULATION (SFTR)
- SECURITIES LENDING
- SECURITISATION / COVID-19 REGULATORY MEASURES
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ASSET MANAGEMENT ACTIVITIES
- COVID-19 REGULATORY MEASURES
- CYBERSECURITY
- DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PROSPECTUS REGULATION
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REPORTING
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- PROSPECTUS REGULATION
GERMANY
- PROSPECTUS REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- LISTING / TRADING RULES
IRELAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- EU GLOBAL HUMAN RIGHTS SANCTIONS REGIME (EUGHRSR)
- EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ECSP) REGULATION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PROSPECTUS REGULATION
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
ITALY
- FINANCIAL REPORTING
- GOVERNANCE
- PROSPECTUS REGULATION
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUPERVISORY REPORTING
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PROSPECTUS REGULATION
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
SWITZERLAND
- FINANCIAL SUPERVISION
NETHERLANDS
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PENSION SCHEMES
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REGULATION ON PAN-EUROPEAN PERSONAL PENSION PRODUCT (PEPP)
SPAIN
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
- LISTING / TRADING RULES
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CODE OF CONDUCT
- CYBERSECURITY
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTOR PROTECTION / CONSUMER PROCTECTION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REMUNERATION
- REPURCHASE AGREEMENT (REPO)
- SENIOR MANAGERS & CERTIFICATE REGIME (SM&CR)
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- SECURITIES
