September 2023
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- DIGITAL MARKETS ACT (DMA)
- EUROPEAN CROWDFOUNDING SERVICE PROVIDERS (ESCP) REGULATION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
- UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)
FRANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
HONG KONG
- CYBERSECURITY
IRELAND
- FINANCIAL SUPERVISION
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIGITAL SERVICES ACT
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- REAL ESTATE
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
SPAIN
- ASSET MANAGEMENT ACTIVITIES
UNITED KINGDOM
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- FINANCIAL PROMOTION REGIME
- FINANCIAL SUPERVISION
MONACO
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BRAZIL
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
