September 2022
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- DIGITAL SERVICES ACT
- EU SANCTIONS IN RESPONSE TO THE CRISIS IN UKRAINE
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- ACCOUNTING
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
GERMANY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTOR PROTECTION / CONSUMER PROTECTION
IRELAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURE BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- SUSTAINABLE FINANCE / GREEN FINANCE
ITALY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LISTING / TRADING RULES
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- AUDIT MATTER
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ECSP) REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- COMPANY LAW
- EU FINANCIAL SYSTEM
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS
- DEPOSITOR PROTECTION RULES
- FINANCIAL SUPERVISION
UNITED STATES
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SECURITIES EXCHANGE ACT
BRAZIL
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PAYMENT AND SETTLEMENT SYSTEMS
- SUSTAINABLE FINANCE / GREEN FINANCE
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
COLOMBIA
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
INTERNATIONAL
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
