March 2022
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
- DIGITAL MARKETS ACT (DMA)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- ELECTRONIC IDENTIFICATION AND TRUST SERVICES FOR ELECTRONIC TRANSACTIONS IN THE INTERNAL MARKET (EIDAS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
BELGIUM
- ACCOUNTING
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BANKING SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
HONG KONG
- CODE OF CONDUCT
- COMPLAINTS-HANDLING
- CYBERSECURITY
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- GOVERNANCE
- LISTING / TRADING RULES
- REGULATORY FEES
- SUPERVISORY REPORTING
IRELAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PROSPECTUS REGULATION
- UKRAINE - TEMPORARY CRISIS FRAMEWORK
ITALY
- EU FINANCIAL SANCTIONS IN RESPONSE TO THE CRISIS IN UKRAINE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
- COVID-19 REGULATORY MEASURES
- DORMANT ACCOUNTS
- EU FINANCIAL SANCTIONS IN RESPONSE TO THE CRISIS IN UKRAINE / INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LISTING / TRADING RULES
- WARNING
SWITZERLAND
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- CLEARING OBLIGATIONS
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
NETHERLANDS
- GOVERNANCE
MEXICO
- GOVERNANCE
SPAIN
- BANKING SUPERVISION
- COVID-19 REGULATORY MEASURES
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BREXIT
- CORPORATE REPORTING
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DEBT MANAGEMENT
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FOREIGN EXCHANGE MARKET (FOREX, FX)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- PROSPECTUS REGULATION
- UKRAINE - TEMPORARY CRISIS FRAMEWORK
UNITED STATES
- FINANCIAL SUPERVISION
MONACO
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PROSPECTUS REGULATION
BRAZIL
- ACCOUNTING
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LISTING / TRADING RULES
- SECURITIES
- SHAREHOLDER PROPOSALS
COLOMBIA
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FOREIGN EXCHANGE
INTERNATIONAL
- EU FINANCIAL SANCTIONS IN RESPONSE TO THE CRISIS IN UKRAINE
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
