June 2023
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- DIGITAL EURO
- EUROPEAN DIGITAL IDENTITY REGULATION (EDIR)
- FINANCIAL DATA ACCESS REGULATION (FDAR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- CCPS RECOVERY AND RESOLUTION REGULATION (CCPRRR)
- INVESTOR PROTECTION / CONSUMER PROTECTION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- GOVERNANCE
- RISK MANAGEMENT
GERMANY
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- RISK MANAGEMENT
HONG KONG
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
- SECURITIES TRADING
IRELAND
- FINANCIAL SYSTEM STABILITY
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BANKING SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SYSTEM STABILITY
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUSTAINABLE FINANCE / GREEN FINANCE
- ACCOUNTING
SWITZERLAND
- DIGITAL ECONOMY
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON CREDIT SERVICERS AND CREDIT PURCHASERS
SPAIN
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SECURITIES TRADING
UNITED KINGDOM
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DEPOSITOR PROTECTION RULES
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- UK FINANCIAL SERVICES ACT
BRAZIL
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- SUSTAINABLE FINANCE / GREEN FINANCE
