June 2022
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DIGITAL SERVICES ACT
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MONETARY POLICY
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- ACCOUNTING
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CYBERSECURITY
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- RISK MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- OUTSOURCING ARRANGEMENTS
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
GERMANY
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- OVER-THE-COUNTER DERIVATIVES (OTC)
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- CYBERSECURITY
- DORMANT ACCOUNTS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- MACRO-PRUDENTIAL FRAMEWORK
- REGULATORY FEES
- SUSTAINABLE FINANCE / GREEN FINANCE
ITALY
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- SUSTAINABLE FINANCE / GREEN FINANCE
- TRADING RULES
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- SANCTIONS
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- INVESTOR PROTECTION / CONSUMER PROTECTION
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKET INFRASTRUCTURE
UNITED KINGDOM
- BENCHMARKS
- ACCOUNTING
- BREXIT
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- AUDIT MATTER
- CONSUMER PROTECTION
- DEBT MANAGEMENT
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- MORTGAGE
- OUTSOURCING
- PENSION SCHEMES
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED STATES
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REAL-TIME GROSS SETTLEMENT (RTGS)
- SUPERVISORY REPORTING
BRAZIL
- ACCOUNTING
- DISCLOSURE
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTMENT LAW
- SECURITIES TRADING
- SECURITIES TRANSACTION SETTLEMENT
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
COLOMBIA
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- MACROECONOMIC FRAMEWORK
- MONETARY POLICY
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
