January 2021
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- BENCHMARKS REGULATION (BMR)
- BREXIT
- CAPITAL MARKETS UNION (CMU) ACTION PLAN
- CENTRAL COUNTRPARTY CLEARING HOUSE (CCP)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- COVID-19 REGULATORY MEASURES
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL CONGLOMERATES DIRECTIVE (FICOD)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MACROECONOMIC FFRAMEWORK
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PROSPECTUS REGULATION
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- COVID-19 REGULATORY MEASURES
- BREXIT
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- FRAUD
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PROSPECTUS REGULATION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- GOVERNANCE
BELGIUM
- BREXIT
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
GERMANY
- CENTRAL COUNTRPARTY CLEARING HOUSE (CCP)
- COVID-19 REGULATORY MEASURES
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
ITALY
- BREXIT
- COVID-19 REGULATORY MEASURES
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- TRANSPARENCE DIRECTIVE
SWITZERLAND
- BREXIT
- PRUDENTIAL REPORTING
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- BREXIT
- EUROPEAN SINGLE ELECTRONIC FORMAT (ESEF)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS REGULATION (BMR)
- BLOCKING REGULATION
- CONSUMER PROTECTION
- COVID-19 REGULATORY MEASURES
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DORMANT ACCOUNTS
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
- SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS REGULATION (BMR)
- MACRO-PRUDDENTIAL FRAMEWORK
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
