April 2024
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ELECTRONIC IDENTIFICATION AND TRUST SERVICES FOR ELECTRONIC TRANSACTIONS IN THE INTERNAL MARKET (EIDAS)
- FINANCIAL DATA ACCESS REGULATION (FIDAS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON WHOLESALE ENERGY MARKET INTEGRITY AND TRANSPARENCY (REMIT)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
BRAZIL
- CODE OF CONDUCT
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
FRANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CCPS RECOVERY AND RESOLUTION REGULATION (CCPRRR)
- COMPLAINTS HANDLING
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
HONG KONG
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- GLOBAL ECONOMY AND MARKETS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUPERVISION
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ACT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MALAYSIA
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
MEXICO
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- CYBERSECURITY
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- CONSUMER PROTECTION
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE
- BENCHMARKS
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PENSION SCHEMES
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
- UK FINANCIAL SERVICES ACT
INTERNATIONAL
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
- PAYMENT AND SETTLEMENT SYSTEMS
