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RegWatch, our monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

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RegWatch, CACEIS Regulatory Watch publication

October 2024

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

DIGITAL EURO
EU SANCTIONING REGIME
EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
FINANCIAL SUPERVISION
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
PAYMENTS AND SETTLEMENT SYSTEMS
REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

CODE OF CONDUCT
DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
PAYMENTS AND SETTLEMENT SYSTEMS
REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
SHAREHOLDING / OWNERSHIP STRUCTURES
SUSTAINABILITY

BRAZIL

CYBERSECURITY
FINANCIAL SUPERVISION
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
INVESTOR PROTECTION / CONSUMER PROTECTION
REMUNERATION
SUSTAINABLE FINANCE / GREEN FINANCE

COLOMBIA

CAPITAL MARKETS UNION (CMU)
PAYMENTS SYSTEMS

FRANCE

CONSUMER PROTECTION
CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
CUSTODIANS / DEPOSITARIES
CYBERSECURITY
EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
FINANCIAL REPORTING
FINANCIAL SUPERVISION
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
EU SANCTIONING REGIME
FINANCIAL SUPERVISION
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

FINANCIAL SUPERVISION
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
PAYMENT SERVICES DIRECTIVE (PSD2)
REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)

JERSEY

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

LUXEMBOURG

ACCOUNTING
ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
AUDIT MATTER
DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVCY REGULATION (EPR)
EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
FINANCIAL SUPERVISION
INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
NATIONAL BUSINESS REGISTER
REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

MALAYSIA

DATA GOVERNANCE
SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

PENSION FUNDS
REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
RISK MANAGEMENT

SPAIN

DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
PENSION SCHEMES

SWITZERLAND

COMPANY LAW
PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SMR) / SINLGE RESOLUTION FUND (SRF)

UNITED KINGDOM

BENCHMARKS
CONSUMER PROTECTION
CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
FINANCIAL SUPERVISION
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
SECURITISATION REGULATION

INTERNATIONAL

DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)

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