A vigilância regulatória, publicada por especialistas do CACEIS, divulga informações essenciais sobre as principais evoluções regulatórias nacionais, europeias e internacionais que afetam as atividades de nossos clientes e, mais amplamente, o mundo da Asset Servicing.
Para cada regulamentação, você encontrara as principais disposições, as datas chaves, o escopo da aplicação e os artigos relacionados.
O RegWatch, publicação mensal de monitoramento regulatório do CACEIS, fornece uma visão geral orientada às evoluções dos regulamentos nos países onde o CACEIS está presente.
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May 2024
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL DATA ACCESS REGULATION (FIDA)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PROSPECTUS / TRANSPARENCY
- RISK MANAGEMENT
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
- FOREIGN EXCHANGE MARKET (FOREX, FX)
- DIRECTIVE ON CREDIT SERVICES AND CREDIT PURCHASERS
- FINTECH /REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- PAYMENTS AND SETTLEMENT SYSTEMS
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
- CROSS-BORDER ACTIVITIES
- DEPOSITOR PROTECTION RULES
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SECURITIES
- SUSTAINABLE FINANCE / GREEN FINANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- ARTIFICIAL INTELLIGENCE
- BANKING SUPERVISION
- EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- CONSUMER PROTECTION
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
- CONSUMER PROTECTION
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- RISK MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- SUSTAINABLE FINANCE / GREEN FINANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTOR PROTECTION / CONSUMER PROTECTION
UNITED KINGDOM
- CONSUMER PROTECTION
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- PENSION SCHEMES
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
TODAS AS EDIÇÃOS DA CATEGORÍA REGWATCH