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January 2022

02/15/2022Topics:  Tag CACEIS MIFID/MIFIR Tag CACEIS BMR Tag CACEIS BREXIT Tag CACEIS CSDR Tag CACEIS IFRS

EUROPEAN UNION

  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS

FRANCE

  • FINANCIAL SUPERVISION
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • REGULATION ON A PILOT REGIMEFOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)

BELGIUM

  • COVID-19 REGULATORY MEASURES
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • PROSPECTUS REGULATION
  • TRANSPARENCY DIRECTIVE

HONG KONG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • FOREIGN EXCHANGE
  • GOVERNANCE

IRELAND

  • CONSUMER PROTECTION
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • COMPANY LAW
  • CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

SWITZERLAND

  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

SPAIN

  • GOVERNANCE

UNITED KINGDOM

  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • FINANCIAL PROMOTION REGIME
  • FINANCIAL SUPERVISION
  • GOVERNANCE
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

UNITED STATES

  • CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SECURITIES
  • SECURITIES EXCHANGE ACT

MONACO

  • FINANCIAL SUPERVISION

BRAZIL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL SUPERVISION
  • INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

COLOMBIA

  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LIST / TRADING RULES

INTERNATIONAL

  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
Important information – CACEIS’ corporate identity is currently being used to sell fraudulent offer relating to placements or investments. CACEIS has nothing to do with such offers, please be vigilant and avoid becoming the victim of this type of fraud. You can consult blacklists and alerts from authorities on the ABEIS website.
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