Our clients - management companies, funds, banks, managers, brokers, institutional or corporate are faced with new regulations and a competitive environment which mobilize the majority of their internal resources. To enable them to focus on their consolidation and growth objectives, CACEIS has designed modular solutions adapted to their needs, secure and integrated into an execution to custody model, an integral part of our value chain.

Our clients benefit from the full range of execution services we offer (algorithm libraries, FIX connectivity, confirmations, CSA, etc.), risk management and middle-office services. We give them access to more than one hundred global stock, bond and derivatives markets. Orders are executed via our trading desks or directly by the client via electronic trading platforms provided by us.

CACEIS handles all post-trade tasks : clearing, settlement/delivery, reconciliation, collateral management, regulatory reporting, valuation and custody of assets via our fully integrated platforms.

Our extensive experience in carrying out outsourcing of middle-office and back-office activities guarantees continuity of services and a smooth transition while offering our clients the tools necessary to control delegated activities.

CACEIS has a long history of providing flexible and reliable accounting and valuation solutions to its clients, from asset management companies to institutional clients, covering vanilla to the most complex investment strategies.

CACEIS’ asset administration services are based on a centralized global platform, handling all legal and technical portfolio types, which guarantees reporting consistency for your product range across multiple domiciles. 

Our asset administration platform is fully interfaced with CACEIS’ other core systems and is easily connected to third parties, ensuring a fluid accounting process. It has been enhanced by a variety of modules that provide best-of-breed marketing, regulatory, tax, risk and performance reporting.

Beyond the necessity to answer regulators or client requirements in terms of reporting, the processes implemented should allow rationalization of the production means and data reliability. In this framework the solution should be flexible to fulfill the expectations of a changing regulatory environment and increasing need for internal and client reporting. 

CACEIS offers a comprehensive range of reporting covering different needs: 

• Regulatory reports: PRIIPS, MIFID, AIFM, Solvency 2, …
• Financial reports: Performance analysis, Risk management, …
• Extra-financial report: ESG-Climat

CACEIS supports and anticipates the needs of its clients in a key aspect of their business: the distribution and marketing of their fund ranges.

Our service offering covers all the markets and distribution platforms selected by our clients and is structured as follows:

1.  Market studies allowing the management company to measure the opportunity cost before any marketing approach in 80 countries: regulatory obligations, selection and continuous due diligence on local service providers (including UBO monitoring and reputation monitoring)
   
2. Transfer agent function exercised in Luxembourg, Belgium, Ireland, Switzerland and the Netherlands
   
3. AML/KYC including FATCA and AEOI
   
4. Cross-border distribution of French funds by the RNI for management companies whose funds are deposited with CACEIS Bank or another service provider and who wish to offer their investors a nominative register service as part of their cross-border distribution .
   
5.  Local representation in France (centralizing agent), Luxembourg, Italy (LPA), Switzerland, Belgium, Germany, the Netherlands, Ireland and Hong Kong for the Asian peninsula.
   
6. Optimal connectivity (STP rate > 90%) with the main international players in the distribution of funds (distributors, international platforms, banks, family offices, etc.),
   

In addition, we offer many value-added services:

1. Proximity to investors with communication in 23 languages in multi-formats.
2. Liability monitoring tools:
   

• Marking of orders up to 10 levels,
  
• Mirroring of positions, which centralizes in the same report all the stocks held by investors in funds from several jurisdictions of the same management company
  
• ICSD reconciliations (Clearstream, Euroclear and Euroclear France) which enables intra-day transactions between members to be reflected in the fund register.
  
• Management of the distribution network, calculation and payment of retrocessions .
•       3.  A digital offer:
• Totally digital account opening for retail (KYC360) and institutional (Teepi Market Place) investors with integrated collection monitoring tools for each.
  
• In addition to the first functionality, Teepi Market Place allows subscription to 35,000 fund units administered by CACEIS (direct orders) and 68,000 Isin codes available for a bank account. Added to this is a fund selection platform that provides a comprehensive library of fund documentation to investors and the dissemination of investors using the platform have a dashboard to track their investment flows and holdings. TEEPI ETF, the branch of the platform covering ETFs offers similar modalities.
  
• 100% digital dissemination of regulatory reports (Solvency, PRIIPS, MiFID).
  
• Access to major blockchain/DLT platforms
  

With a comprehensive set of continuously supplemented services, we enable our clients to achieve their business development goals, while respecting market regulatory requirements and anticipating future business trends. CACEIS is a key partner for your distribution service needs.

CACEIS, custodian of a broad range of collective investments of all legal forms, has specialist teams which, in partnership with their clients, and using dedicated IT systems, provide statutory supervision and compliance monitoring of management activities. With our proven experience, CACEIS can offer specific audit services for its clients, against a background where regulation is a crucial area for an Asset Manager and is constantly changing. 

Take advantage of our Management Company services to increase your focus on investment management.

Offload all administrative and regulatory tasks for your funds to CACEIS. Our experience and market coverage will ensure you benefit from the highest quality servicing.

This offer cover:

• Luxcellence Management Company SA (UCITS and AIFM substance solutions): Luxcellence Management Company S.A. is a UCITS Management Company and an authorised AIFM supervised by the CSSF, which offers a comprehensive and modular range of third-party management company and risk management services.
  
• CACEIS Switzerland SA Management Company Services: For your funds under Swiss law, our CACEIS teams in Switzerland will be able to provide the local support necessary to ensure your successful growth in this strategic market.

CACEIS supports pension funds and other pension institutions navigate through the challenging landscape via our unique CACEIS Pensions Centre, we offer a one-stop-shop for the European Pension Industry with a front-to-back functionality, which delivers dedicated high quality products and services, especially developed for our pension clients.

The CACEIS Group centralizes a wealth of experience in servicing the pensions industry. Pension institutions of all shapes and sizes have specific needs and to help them prepare for tomorrow, we have created a CACEIS Pensions Centre (CPC). Over 110 staff in our organization are dedicated to servicing the needs of pension institutions in the different European countries. We act as a partner for our clients and our specialists completely understand the pensions market and their challenges. Our wide range of pension dedicated products are specifically aimed at solving the issues, needs and regulatory requirements of the pension institutions, while reducing the costs and increasing the service quality under our ISAE-5402 control framework.

The landscape is evolving rapidly and pension institutions face many different challenges; changing demographics, increasing life expectance, a demand for individual choices and constantly new regulations, both from EU institutions as well as from national regulators. Demand for data that is timely, accurate, and flexible is increasing and innovative tools to distil value from this data are required. Increasing transparency demands and stringent regulatory requirements present unique challenges as well as opportunities for the pension industry.

Our bespoke range of products allow pension institutions to benefit from the services that are most relevant to their needs; from a SaaS Front-office, to middle office outsourcing to custody and asset administration services. This includes as well investment, regulatory and client reporting solutions including a look-through service that supports any multi-asset strategy.

We have created a series of tools and systems dedicated to the servicing of the ETFs which makes us a one-stop shop for fund managers and management companies to launch their product in confidence with an experienced team.

We have a co-creation approach where we undertake an extensive consultation phase with clients to ensure the service we provide and the end-product meets their requirements.

We consistently work on developing our tools to innovate and keep up to speed with the fast evolving industry standards.

We accompany our clients throughout the entire product-structuring phase and provide our expertise and help all along the way so that they can launch ETF products with minimal hassle and market them rapidly and easily to their investors.

CACEIS is committed to being a long-term partner for our clients and with our global presence we can service your funds as close as possible to where your funds are issued in order to best respond to your specific needs and regulatory requirements.

Our end to end solution will allow you to pick the service that are most relevant to your needs from our Authorised Participant Portal, Transfer Agency and settlements, Portfolio Composition File production, custody, fund administration but also other services such as hedging or security lending to name a few.

Whether you are big or small, looking to launch a synthetic, physical, passive or active product you will benefit from a client centric organisation well versed in the ETF requirements and one of the biggest player in the European market.

TEEPI is a multi-service platform allowing to facilitate fund distribution via simple and intuitive digital solutions. 

Inspired by social networks and used by an increasing number of industry players, TEEPI Data Hub, the first service launched in 2017, is a collaborative solution where asset managers and institutional investors can easily exchange their regulatory data (Solvency 2, PRIIPS, MiFID2, Real Estate Wealth Tax (FR)) while benefiting from an ergonomic and user-friendly interface. 

Listening to platform users, TEEPI Market Place, the second module launched in 2020 facilitates research and investment in fund units by offering a panel of digital solutions for acquiring and monitoring fund units.

CACEIS offers a wide range of communication channels for exchanging information with clients. This gives us the flexibility to offer our clients operational models adapted to their specific needs. 

OLIS, our central web portal solution, allows you to access data from all our services in real time. You may also choose to receive it automatically, directly to your email box or FTP server at your preferred frequency, 

OLIS can also be used to enter your subscription / redemption orders, your settlement instructions, and your cash transfer instructions. When volumes are too high to be handled manually, we can exchange information using the SWIFT protocol, Pseudo-SWIFT, or even a custom file format adapted to your own specific systems, 

Finally, OLIS Mobile will give you real-time dashboard view of your final investors' subscriptions / redemptions, as well as your NAV calculation processes, whenever and wherever you need it. 

 These communication channels can be combined to provide a bespoke solution to suit the most advanced needs you may have.